SEC to Issue Warnings Before Tough Crackdowns

SEC Chair Paul Atkins announced a new approach to enforcement, stating the regulator will issue warnings before taking tough action against companies. This shift aims to give firms a chance to fix problems before facing penalties. Atkins emphasized that the SEC wants to encourage compliance rather than surprise businesses with aggressive crackdowns. The regulator hopes the warning-first strategy will create a fairer and more transparent process, balancing strong oversight with clearer communication.


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